SEC Reporting Assistance

Helping you reach your compliance goals, Griffin's personnel have decades of experience in SEC filings and deadlines.

SEC Reporting

The Griffin team has over 25 years experience in composing and filing all of the necessary forms needed to take a company public or to stay compliant on the NASDQ, OTCBB, and the latest OTCQX, OTCQB and OTC Pink markets.

The passing of Sarbanes-Oxley has made it increasingly difficult for small and mid-tier companies to keep up with the SEC required paperwork.  Griffin Enterprises Group, LLC is able to affordably provide 10-K and 10-Q services, as well as professionally prepared offering documents and SB-2.

Our staff has substantial experience with all SEC filings, with a focus on 10-K, 10-Q, 8-K, S-1 and S-4 registration and proxy statements.  We are able to assist, or completely manage the editing and developing of necessary content required for SEC filings. Such as:

  • Management’s discussions and analysis
  • Business description
  • Risk factors
  • Pro-forma information
  • Preparing of financial statements for audit.

All SEC reporting assistance services include SEC EDGAR document conversion (EDGARizing) and submission.

Much of our team has over 20 years experience in SEC reporting, accounting and filing and are ready to assist you in navigating the complexities of SEC reporting and required document creation.

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